![]() The determination not to impose a civil penalty is contingent upon the accuracy and completeness of Defendant's Schedules of Assets and Liabilities filed in the Ban kruptcy Case. Bankruptcy Court District of Delaware (the "Bank ruptcy Case") the Court is not ordering Defendant to pay a civil penalty. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that based onDefendant's financial condition, as reflected by the Defendant in its Schedu les of Assets and Liabilities filed under oath on Octoin its bankruptcy proceeding, Sequential Brands Group, Inc., et al., Chapter 11, Case No. IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Sections 13(b)(2)(A) and 13(b)(2)(B) of the Securities Exchange Act of 1934 ("Exchange Act") by failing: as further set forth by this Order. IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that, as provided in Federal Rule of Civil Procedure 65(d)(2), the foregoing paragraph also binds the fo llowing who receive actual notice of this Final Judgment by personal service or otherwise: (a) Defendant's officers, agents, servants, employees, and attorneys and (b) other persons in active concert or participation with Defendant or with a nyone described in (a). having entered a general appearance consented to the Court's jurisdicti on over Defendant and the subject matter of this action consented to entry of this Final Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction) waived findings of fact and conclusions of law and waive d any right to appeal from this Final Judgment: IT IS HEREBY FURTHER ORDERED, ADJUDGED, AND DECREED that Defendant is permanently restrained and enjoined from violating Section 17(a)(3) of the Securities Act of 1933 (the "Securities Act" ) in the offer or sale of any security by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, directly or indirectly to engage in any transaction, pract ice, or course of business which operates or would operate as a fraud or deceit upon the purchaser. ![]() Court Description: FINAL JUDGMENT AS TO DEFENDANT SEQUENTIAL BRANDS GROUP, INC.: The Securities and Exchange Commission having filed a Complaint and Defendant Sequential Brands Group, Inc.
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